As Valentine’s Day approaches, several US regulators are confronting a costly form of fraud.

The SEC chief touched on his plans to “Make IPOs great again,” review the costs of the Consolidated Audit Trail and PCAOB, and support crypto clarity.

Recent lawsuits and regulatory announcements come as prediction markets have exploded into a multi-billion-dollar industry, with users betting on how much snow will fall.

The Chairmen of the SEC and CFTC discussed how they could best coordinate regulation of digital assets as Congress scrambles to finalize legislation.

A Florida man and his firm were fined and received trading bans arising from a fictitious natural gas block-trade scheme.

Consent orders require two former precious metals traders to pay hefty civil penalties and accept industry bans, concluding an enforcement action launched in 2019.

The advisory group will draw on industry heavyweights and public interest commentators to explore how new technologies can benefit markets and investors.

Speakers emphasized technology‑neutral and principles‑based regulation, teased on new policies to come, or raised red flags.